I spent years inside financial institutions learning how compliance actually works — not just what the regulations say, but how they get applied (and misapplied) in practice. I know where the gaps usually are, what examiners look for, and how to build programs that hold up.
I work best with small startups and growing teams who need real compliance expertise without the overhead of a full-time hire. Whether you're building from zero or cleaning up something inherited, I can help you figure out where you stand and what to do about it.
Areas of Expertise
Banking & Regulatory Compliance
- BSA (Bank Secrecy Act) regulations
- Regulatory compliance for financial institutions
- ABC regulations & operational compliance
- Policy and procedural compliance requirements
Commercial Lending Compliance
- Commercial lending regulations
- Reg O (loans to insiders)
- Related party transactions
- Conflicts of interest (COI) compliance
Operations & Process
- Process documentation & improvement
- Risk identification and mitigation
- Compliance program gap analysis
- Staff training requirements & development
Who I Work With
Early-stage startups
Building compliance infrastructure from scratch before regulators come knocking.
Growing financial institutions
Scaling operations without letting compliance fall behind.
Teams inheriting a mess
Untangling policies, procedures, and gaps left by whoever came before.
Anyone who needs a second set of eyes
Sometimes you just need someone who knows the regulations and can tell you where you stand.
Pricing
Hourly Rate
$150
per hour — billed in 30-minute increments for shorter engagements
Free Intro Call
30 Minutes, No Commitment
Let's get on a Zoom and talk through what you need before either of us commits to anything.
Project-based pricing available for longer engagements — reach out and we'll discuss.
Want to see the full background?
My resume has the complete work history, credentials, and experience details.
Let's start with a conversation.
Book a free 30-minute intro call and we'll figure out together if I'm the right fit for what you need.
Schedule an Intro Call